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CSA Update on CIRO Bulletin: Rule amendments relating to the proposed adoption of an Incorporated Approved Person compensation option

The CSA, which has oversight of the Canadian Investment Regulatory Organization (CIRO), is informing all stakeholders of a recently published CIRO Bulletin: Rule amendments relating to the proposed adoption of an Incorporated Approved Person compensation option. The CIRO proposal is open for public comment until November 6, 2026.

The CSA encourages all interested stakeholders to participate in the consultation process by submitting their comments to CIRO. Any questions regarding the CIRO Bulletin should be directed to CIRO.

To view the CSA's market update on this initiative,
click here.

To view and comment on CIRO's Bulletin, you can view the link:
https://www.ciro.ca/newsroom/publications/rule-amendments-relating-proposed-adoption-incorporated-approved-person-compensation-option



CSA Service Desk Notice: Phishing Scam

The Canadian Securities Administrators (CSA) regularly monitor for potential threats or scams put forth by cybercriminals to better protect against unauthorized access such as phishing scams.

Should you receive a suspicious e-mail claiming to be from the CSA please contact us at
CSA-ACVM-Secretariat@acvm-csa.ca, if you clicked a link, or you are concerned that your account(s) have been compromised, the CSA recommends you change your email and login passwords.

When we are made aware of a specific incident, the cybersecurity team and other experts at the CSA work quickly to address the issue.
For more information, please view our advisory here.